ISSN
Electrónico: 2500-9338
Volumen
23-N°1
Año
2023
Págs.
195 – 210
DYNAMICS OF INSTITUTIONAL RURAL SOCIAL
NETWORKS AND THEIR CONTRIBUTION TO SOCIAL CAPITAL IN A COLLECTIVE OF THEOBROMA
CACAO L. PRODUCERS
Verenice
Sánchez Castillo [1]
Enlace ORCID: :
https://orcid.org/0000-0002-4472-6191
Carlos
Alberto Gómez Cano [2]
Enlace ORCID: https://orcid.org/0000-0003-0425-7201
Rulber
Alape Chaguala [3]
Enlace ORCID: https://orcid.org/0000-0002-3354-2936
Fecha
de Recepción: December 5, 2022
Fecha
de Aprobación: March 15, 2023
Abstract:
Farmers of
Theobroma cacao L. from the municipality of Belén de los Andaquíes, affiliated
with ASOPROABELEN, have managed to establish various internal and external
social networks that have strengthened their organic cacao production system,
undertaking exercises in organization and both national and international
marketing of the cacao bean. However, despite their significant organizational
and financial achievements, there is no clear understanding of whether these
relationships with institutions have enhanced their stock of social capital as
an organized collective. This research focuses on the study of this group's
institutional rural social networks and their contribution to social capital.
It is a quantitative study; data were collected through questionnaires, and
surveys tabulated in spreadsheets and then processed using Excel and the UCINET
software version 6.0. Among the most important findings, the collective that
participated in the research has built institutional social networks from which
they have obtained various benefits. However, these relationships tend to be
short-lived and lack continuity.
Keywords: social networks, links, social
capital, cocoa growers
DINÁMICA DE LAS REDES SOCIALES RURALES
INSTITUCIONALES Y SU APORTE AL CAPITAL SOCIAL EN UN COLECTIVO DE PRODUCTORES DE
THEOBROMA CACAO L
Resumen
Los cultivadores de Theobroma
cacao L. del municipio de Belén de los Andaquíes, afiliados a ASOPROABELEN,
han logrado establecer diversas redes sociales internas y externas que han
permitido fortalecer su sistema de producción de cacao orgánico, desarrollando
ejercicios de organización y comercialización nacional e internacional de la
almendra. No obstante, a pesar de sus grandes logros organizativos y
financieros, no se tienen claridades acerca de si esos relacionamientos con
instituciones, que han logrado establecer ha favorecido su acervo de capital
social como colectivo organizado. Esta pequisa, se detiene en el estudio de las
redes sociales rurales institucionales de este colectivo y su aporte al capital
social. Es una investigación de tipo cuantitativa, los datos se produjeron a
partir de cuestionarios y encuestas tabuladas en hojas de cálculos y después procesadas
en el programa Excel y también el software de redes UCINET versión 6.0. Dentro
de los hallazgos más importantes se tiene el colectivo participante de la
investigación ha construido redes sociales institucionales a partir de las
cuales han obtenido diversos beneficios, sin embargo, el relacionamiento
resulta muy corto y sin continuidad
Palabras Claves: redes sociais, links, capital social,
cacauicultores
DINÂMICA DAS REDES SOCIAIS RURAIS
INSTITUCIONAIS E SUA CONTRIBUIÇÃO PARA O CAPITAL SOCIAL EM UM COLETIVO DE
PRODUTORES DE CACAU THEOBROMA L
Resumo:
Os produtores de Theobroma
cacao L. do município de Belén de los Andaquíes, afiliados à ASOPROABELEN,
conseguiram estabelecer várias redes sociais internas e externas que lhes
permitiram fortalecer seu sistema de produção de cacau orgânico, desenvolvendo
ações de organização e comercialização nacionais e internacionais. a amêndoa.
No entanto, apesar de suas grandes conquistas organizacionais e financeiras,
não há clareza sobre se essas relações com as instituições que conseguiram
estabelecer favoreceram seu estoque de capital social como coletivo organizado.
Esta investigação detém-se no estudo das redes sociais rurais institucionais
deste grupo e no seu contributo para o capital social. É uma pesquisa do tipo
quantitativa, os dados foram produzidos a partir de questionários e pesquisas
tabulados em planilhas e posteriormente processados no programa Excel e também no software de rede UCINET versão 6.0. Entre os achados mais importantes, o
grupo participante da pesquisa construiu redes sociais institucionais das quais
obteve diversos benefícios, porém, a relação é muito curta e sem continuidade.
Palavras chave. compromisso com o trabalho; demandas de trabalho; latitude de decisão;
estresse no trabalho; bem estar.
1. INTRODUCCIÓN
Cocoa is not one of the most common production systems on
the farms of Caqueteños, nor does it cover the largest areas established on
rural properties. Furthermore, there is no clarity and certainty about the
established extensions, whether in growth or production. Charry et al. (2017)
highlighted this after conducting an exhaustive analysis of the cocoa chain in
Caquetá:
FEDECACAO reported that, in 2016, the department had
1,350 ha planted; in contrast, the National Agricultural Census recorded 2,088
ha for the same period (DANE, 2016), and the Departmental Agriculture
Secretariat of Caquetá (2017), in the Municipal Agricultural Assessments (EVA),
reported more than double (approx. 4,300 ha). On the other hand, the chain
stakeholders and the region's main associations estimated in 2017 that there
were about 1,700 ha established (p.7).
Regarding the extensions in production, the figures also
differ significantly, as the Departmental Agriculture Secretariat of Caquetá
(2017) reported an area of 1,434 ha; Agronet (2014), 1,693 ha; and DANE (2016),
1,715 ha, respectively. The 2016 EVA reported 1,768 ha in the production stage,
while farmers believe that of the 1,700 ha established, probably 600 to 700 ha
are in production.
Nevertheless, despite the numerical uncertainties about
the established cocoa area, it is clear that around 1,200 families are
connected to this cultivation system whose legal income comes from the sale of
cocoa beans. This has also allowed the establishment of institutions that
cohere, empower, and generate regional identities, such as organized groups of
growers and municipal committees of cocoa growers.
However, studies on the cocoa chain in the department
have been primarily oriented towards statistical reports, numerical data,
evaluations of agronomic performance, pests, diseases, fertilizations, carbon
capture, etc., needing to pay more attention to the social and institutional
analyses in which the crop is involved. In Table 1, some of the most recent
examples can be seen:
Table 1. Recent research related to Theobroma
cacao in Caquetá
Document |
Author |
Sectoral Strategy for the Cocoa
Chain in Caquetá, with an Agro-environmental and Zero Deforestation Focus |
Charry, et al., (2017) |
Agronomic performance of three
cocoa clones in the nursery stage in the Colombian Amazon. |
Sarmiento et al., (2011) |
Morphological characterization
of five clones of theobroma cacao l. in Cartagena del Chairá, Caquetá. |
Bermúdez et al., (2015) |
The cocoa strategy for the
economic recovery of peasant families displaced by violence in the department
of Caquetá. |
Yáñez (2009) |
Response of cacao (Theobroma
cacao L.) seedlings to organic matter applications, liming, and phosphate
addition in an oxisol of Caquetá. |
Sánchez (1983) |
Non-destructive estimation of
the leaf weight and leaf area in cacao (Theobroma cacao L.) |
Suárez et al., (2018) |
Contribution of production
systems to income generation in cocoa-growing families, Department of
Caquetá. |
Velandia et al., (2005) |
ICA in Caquetá works to keep
cocoa crops safe and healthy |
ICA (2018) |
Cacao clone will help reforest
25,000 hectares in the department of Caquetá in 2025 |
EMIS (2019) |
Liming effect on macronutrient
intake for cacao (Theobroma cacaoL.) in the Colombian Amazon |
Rosas et al., (2019) |
Relationship between pH and
nutrient availability for cocoa in an entisol of the Colombian Amazon. |
Rosas et al., (2017) |
Source: own elaboration
While this information is vital for decision-making
regarding the crop, other matters, such as socioeconomic, political, cultural,
and organizational conditions, could also contribute to the consolidation and
success of the sector.
Similarly, various cocoa planting initiatives have been
carried out with the farmers' resources and through projects from
Municipalities, Provincial Governments, the Cocoa Growers
Association-ACAMAFRUT, and various civil society organizations and
international cooperation. This interaction of the department's cocoa sector
with institutions, governmental and non-governmental entities has enabled the
construction of work, friendship, and cooperation networks. From these
networks, significant levels of trust have emerged, now formalized in the
ASPROABELEN association.
ASPROABELEN is the association of cocoa growers in Belén
de los Andaquíes. It is a non-profit organization founded on August 10, 2014,
to represent and defend the guild interests of associates and affiliates before
official and private entities. This is achieved by promoting activities and
programs that aim for the integral guild development of the associates,
promoting participation in advisory, encouragement, and training, and
introducing technological improvements in the various sectors pursued by
affiliates and associates (USAID, 2020, p.1). Starting with 35 members, it now
has 22 active members. Thanks to this association, the cocoa growers of Belén
de los Andaquíes have established relationships with various institutions, some
of a technical nature and others of a communal or organizational nature.
Similarly, cocoa's technical, productive, and commercial matters have
facilitated direct relationships between farmers, promoting the concept of
neighborhood, path, and community.
In this way, internal and external relationships drive cocoa's
technical, social, economic, and political reality. However, although there is
clarity about the existence of these relationships, it is unknown whether,
internally within the organization and among the peasants, there are power and
influence networks of one actor over the others or if they constitute an open
and democratic network. On the other hand, it is still being determined whether
the institutions that have worked with this group have generated more social
capital or, on the contrary, have caused harm, creating distrust and
fragmentation. It is essential to remember that social capital and society's
mobilization processes constitute the sustainable bases upon which territorial
construction is built (Barbera et al., 2021).
Consequently, the research question is: What is the
contribution of the institutional rural social networks in which Theobroma
cacao L. growers from Belén de los Andaquíes participate in consolidating their
social capital?
Now, considering that the study of rural social networks
has gained importance over time, being one of the approaches often used to
trace the internal and external connections of individuals and collectives, the
need for this information is crucial. It allows an understanding of behavioral
realities hidden at first glance in groups and communities. Furthermore, these
realities are responsible for how its members relate and whether some
communities progress greatly or, on the contrary, the work developed with them
becomes demotivating and draining.
Rural Social Network Analysis Approach
-ARS
Lozares (1996) initially posits that,
within the social network analysis approach, the social structure is a starting
point to examine models of specific relationships that assemble social units,
connecting individual and collective actors. The SNA approach aims to interpret
the behavior of the actors, considering their positions, roles, and attributes
within a social collective.
For Galván (2007), the network approach
provides an analytical framework for examining micro-networks of interpersonal
relationships that shape macro structures, encompassing large-scale social
systems. Social Network Analysis (SNA) scrutinizes actors and the
interdependence of their actions. The ties between actors form channels for
transferring resources, which may or may not be tangible.
However, despite the broad spectrum of
approaches to studying the rural environment, research involving farmer
collectives often primarily addresses the technical-productive dimension,
overlooking the social foundation underpinning the development process and
mechanism. Similarly, it's forgotten that farmers aren't closed, isolated,
negentropic islands; instead, they are surrounded by various organizations and
institutions with which they maintain strong or weak, negative or positive
ties. Their mode of interaction significantly determines the success or failure
of undertaken ventures.
Cocoa farmers from Belén de los
Andaquíes have different histories of how they came to this crop. While part of
ASPROABELEN, the organization that represents them, and having shared
interactions with certain institutions or entities, it doesn't mean the
relationships are of the same caliber and type. They also undertake internal
tasks that foster relationship dynamics and strengthen the collective.
The information generated will
undoubtedly address the collective needs of cocoa farmers to recognize their
social reality. Amid the daily grind of managing the crop and cocoa beans, each
farmer focuses on their tasks and individual property situations. Nonetheless,
there's always a demand for consistent and effective information channels for
farm-level decision-making. Knowing the dynamics of the networks in which each
participates will undeniably allow them to identify the most effective
information channel and determine which actor or institution channels and
disseminates information.
In addition to the above, based on the
findings obtained, organizations interacting with cocoa farmers can redefine
actions with the collective. Clarity will be achieved on aspects to improve,
correct, redirect, or strengthen, all in the pursuit of an efficient
relationship and the implementation of operational plans, aiming for a
congruent accumulation of social capital.
The
municipality of Belén de los Andaquíes is located in the southwest of the
Caquetá Department, being part of the Andean-Amazonian foothills. The
cocoa-growing community is affiliated with the Association of Alternative
Agroforestry Producers of Belén de los Andaquíes - ASPROABELEN; there are 22
active members situated across 5 rural districts within the municipality.
This
dissertation is grounded in the empirical-analytical research paradigm, given
that reality is a particular situation that can be fragmented and studied
through variables and sections. The research subject acknowledges the existence
and separation of the object, with few elements left to subjectivity, as the
study variables are quantified by the actors themselves (Gutiérrez, 2021).
The
Method
Social
and Productive Characterization of the Cocoa-growing Households Under Study
For characterization,
a socioeconomic survey was administered to the determined sample, which in this
case was 100% of the active member population of ASPROABELEN; the household
member consulted was the cultivator in charge. The survey covered five
chapters: 1. Social and family information of the household; 2. Community
Institutional Information; 3. Organization and Associativity; 4. Cocoa
production system; 5. Economic aspects of the household.
Determination
of the Sample
Using the
formula for determining the sample in finite populations,
And with a maximum allowed error of 3%
and a confidence level of 97%, it was determined that 22 surveys should be
conducted.
The collected data was systematized in
an Excel database, and from this, the respective variable crossovers and
graphics for analysis were generated.
Analysis of institutional social
networks in which cocoa-growing households participate
The Rural Social Networks Analysis (ARS)
approach was used, which, according to Williner, Sandoval, Frias, and Pérez
(2012), involves studying relationship patterns between different nodes or
actors in a defined network. This type of analysis uses matrix and graph
language to make their representation more comprehensible. Thus, actors are described
in light of their relationships with others, not based on their attributes.
Then, following the methodology proposed
by Hanneman and Riddle (2005) in their work "Introduction to Social
Network Methods," information was gathered in the field through estimative
questionnaires. This data was consolidated into asymmetrical binary,
symmetrical, and attribute matrices. Subsequently, with the assistance of the
UCINET network software, the respective graphs and structural and interaction
analyses were developed, as detailed below for each case.
Network of relationships between actors
and institutions in the study area:
A questionnaire was completed with each actor, including fields for the
producer's name and the name of the institution they relate to. This information
was consolidated into a symmetrical binary adjacency matrix, where matrices
from each producer were combined, recording the existence or non-existence of a
relationship with each identified institution. This data was processed in
UCINET, and the institutional social network involving cocoa-producing
households was generated. An ensuing structural and interactional analysis was
performed.
The institutional network between actors
and institutions in the study area – technical assistance: An attribute matrix for technical
assistance was created. Producers rated the technical assistance service
received from each affiliated institution on a scale of 1 to 3 (poor, fair,
excellent). The respective network was developed based on these ratings and the
data from the symmetrical binary adjacency matrix.
The institutional network between actors
and institutions in the study area – transparency and access to information: Producers rated their perception of
transparency and access to information from institutions they relate to on a
scale of 1 to 3, with 1 being the least transparent and 3 being the most
transparent. The respective network was established using these ratings and the
symmetrical binary adjacency matrix.
Social and
productive characterization of the cocoa-producing households under study.
The farms are located in 15 hamlets of
the municipality of Belén, with no more than 2 farms per hamlet. The average
area of these properties is 36 hectares, with a maximum of 85 hectares and a
minimum of 1.5 hectares. This average is consistent with the national
landscape, where according to Sarmiento (2015), land ownership is highly
concentrated, with 78.03% in the hands of small farmers and plots not exceeding
10 hectares. However, the author adds, these lands represent "only 5.95%
of the agricultural, livestock, forestry, and agro-industrial surface of the
country and they form part of the 80% of the small farmers in the country who
own less than a Family Agricultural Unit (UAF), that is, they have very small
plots." (Segrelles, 2018, p.25).
Santana (2019), quoting former President
Pumarejo, explains that property rights in Colombia are problematic because
their distribution is inequitable and unstable. There has also been an issue of
granting property rights with the involvement of illegal actors using coercive,
political, and legal means to specify and enforce these rights.
50% of land ownership is credited by a
purchase-sale document, a public deed with 41%, and an adjudication title with
9%. This situation limits access to bank loans and, in some ways, participation
in collective benefit projects. The number of owners with public deeds matches
the number of people with bank relations, which in this case is 9. Fortunately,
no other forms of debt were recorded, such as loans from relatives or predatory
"gota a gota" loans.
Financing machinery, infrastructure
improvements, genetic material, technology, etc., are limitations faced by
agricultural producers in the country. Loans are only possible for those with
formal land ownership. Financial entities do not lend based on documents,
titles, or purchase-sale promises, distancing small farmers from being
competitive (Beck, 2009). For Sánchez (2021), these limitations are more
pronounced for the poorest farmers; for this author, poverty doesn't allow
effective credit demand, not to mention incentives. According to the BID
(2010):
"To have these dynamics in more and
more farms, restrictions on access to credit for rural producers need to be
removed. At the same time, it's necessary to better distribute the benefits
derived from technology, to close the productivity gaps between large and small
producers" (p.15).
The years of residence in the territory
vary since property owners have been in the territory for many years - up to 50
years - and others who have just arrived - 1 year. With this disparity, ranges
of stay in the territory were elaborated, and depending on the number of years,
the number of families was located (Table 2):
Table 2. Years of permanence in the territory of
the families in the study.
Range in
years of stay in the territory |
Families |
Decade in
which they arrived |
From 1 to 9 |
3 |
2010-2020 |
From 10 to
18 |
5 |
2000-2010 |
From 19 to
27 |
3 |
1990-2000 |
From 28 to
36 |
1 |
1980-1990 |
From 37 to
45 |
5 |
1970-1980 |
From 46 to
54 |
5 |
1960-1970 |
Source: own elaboration
The decade in
which they arrived can be seen in Table 2; the year of arrival in the
territory by the study participants is quite varied. However, a trend can be
identified: between 3 and 5 new families have arrived in the territory per
decade. Notably, during the decade of 1990-2000, only one family's arrival in
the territory was recorded, and from 2000-2010, only three families arrived.
According to Vásquez (2015), between the years 1988 and 2012, there was a
period he termed "contemporary violence." The coca boom drove
migration to the Caquetá and Caguán river areas, which subsequently increased
the power of the FARC in these regions of the country and heightened tension
between the State and Civil Society. At that time, Belén de los Andaquíes and
cocoa cultivation were not seen as attractive options.
The labor
employed on the farms ranges from family to hired labor, and in some cases, a
combination of both. The former is more common, while the latter is less
representative. There were no cases where 100% of the labor was only contracted
or greater than family labor. The prevalence of family labor in cocoa
cultivation is consistent nationwide. According to the National University of
Colombia, by 2010, cocoa already involved more than 2000 families in the
country, characterized by the high demand for family labor (Biogestión, 2011).
With access to better technology, agricultural workers could reduce the
workdays spent on cultivation and undertake other income-generating activities
on their farms (Espinoza, 2016).
Figure 1. Type of labor force participation
Household economic aspects
Source: own elaboration
The
production activities undertaken by the research participants on their lands
are agricultural (45%), livestock (23%), mixed farming (9%), cattle raising
(9%), and off-farm (14%). Like any rural production unit, they see
diversification of production as a means to diversify their diet and income.
However, this is contingent on individual farmers' interests and resource
availability, determining their potential benefits per hectare (Dufumier,
1990).
Upon detailed
inquiry about these broad categories, it was identified that the farm incomes
originated from the sale of cacao, cacao and banana, milk and cacao, cattle
farming, fish, fish and cacao, cacao, coffee, and sacha inchi, and sales of
cheese, banana, and cacao. Consistent with these findings, Sánchez et al.
(2015) note that cacao cultivation aligns with a peasant production system,
where the cacao farmer relies on their on-farm labor for sustenance (SIC,
2012). However, their economic stability hinges on a combination of subsistence
farming, commercial crops, and other means that diversify their income.
Figure 2 illustrates the income-generating
on-farm activities within their productive area, along with their respective
participation percentages:
Figure 2. Income-generating activities on farms
Source: own elaboration
Table 3. Average ratio of total property expenses
and income
MONTHLY |
ANNUAL |
|
Property expenses |
$
1.828.046 |
$
21.936.555 |
Revenues |
$
1.543.288 |
$
18.519.455 |
Self-consumption |
$
257.736 |
$
3.092.836 |
Income for the year |
-$ 324.264 |
Source: own elaboration
The presence
of family labor is of great importance and is reflected in what is achieved for
self-consumption; when the producer "frees" his food in some way, it
can be said that there is subsistence. The result in red is that they must look
for work to strengthen this extra-dial income. For Ellis (2000), access to
livelihood capital are those that allow man to achieve survival, where although
cash is interesting, it is not everything (Gutiérrez et al., 2009; Nielsena,
2013); because it requires exchanges, work outside the farm, monetary
transfers, materials used within the farm, family labor, self-consumption and
other non-cash elements that allow sustaining the standard of living of a
family (Hernández, 2019).
Cocoa
production system
The cacao
area of the farms under study covers 40 hectares, distributed across 41 plots,
with an average farm size of 1.8 hectares and 1.9 plots, respectively. These
are relatively new crops, with ages ranging between 0.6 and 8 years, averaging
5.19 years. The cultivation type is predominantly intercropped with other
species (91%). However, there are still two farms with monoculture crops.
Regarding the
condition of the crops, it was found that 17 are in production with management,
4 in production without management, and 1 not in production; the latter
corresponds to farm number 4, which is 0.6 years old.
Out of the
established 40 hectares, 71.5%, meaning 15,566 trees, are in production.
Meanwhile, the remaining 9,775 trees were reported to be in the growth stage.
It's worth mentioning that the same farm can have both plots in production and
growth. Of this total number of growing trees, 4,125 trees should already be in
production since their ages range between 4, 5, 6, and up to 8 years, and yet
they are still reported in the growth stage. The average production of these
trees is 170 kg/ha/year, a yield well below the national average, with a total
production of 4.8 tons/ha/year across the 28.6 hectares in production.
Following the
typology of cacao-growing households proposed by Hernández (2019) for the
department of Meta, it could be said that, given the characteristics of these
farms and this production system, the households predominantly meet the
conditions of cacao and young-type households:
Cacao growers
are rural families with an average of 7.7 years of experience in cultivation.
The income from the sale of cacao beans represents 33.61% of the total
household income, approximately half of what it represents for cacao farmers.
The established cacao area averages 1.64 hectares (p.40).
"Y"
young cocoa farmers
Young cocoa farmers are families who, on
average, have 4.1 years of experience in cocoa cultivation, although 80% of the
producers have less than 2 years of experience. The area established for cocoa
cultivation is 1.8 ha. Still, it needs to represent economic income for these
families, as the crops are less than 2 years old and thus have yet to start the
production cycle (p.40).
With the
variation in their experience, even if it ranges between 0 and 4 years, the
vast majority have already had some production experience and have generated a
few revenues from it. Even though they might meet the age criteria for the
crops to be classified as "cocoa farmers," they diverge from the
yield and areas allocated for this purpose. This explains why, even though
cocoa is important, it is only just emerging since 14 out of the 22 families
have less than 4 years of experience with cultivation.
Pest and
Disease Management
Pest and
disease control in cocoa cultivation is generally carried out monthly, followed
by bi-weekly application, and very few carry out controls every week or with a
frequency equal to or greater than two months. Producers also asserted that
their pest and disease control is predominantly mechanical, followed by
biological control, with only one instance where both measures were combined.
This description of management and phytosanitary attention deviates from the
technical recommendations of good agricultural practices, which suggest
implementing preventative actions every week in winter and bi-weekly in summer.
Regarding
applying fertilizers, a significant portion of producers (7) admitted not
performing any fertilization. Only two (2) claimed to fertilize twice a year,
and where the most agreement on the application was semi-annually, twice a year
(10 producers). In less frequent scales, fertilization occurs more than three
times a year. According to Corporación PBA (2012) and CORPOICA (2000), the most
crucial nutrient needs for the crop are during the first five years, after
which the absorption rate is maintained. It's suggested that fertilization be
carried out at least annually, following the corresponding guidelines from soil
analyses. The findings regarding fertilization are not very encouraging or
promising in terms of yield per hectare per year.
Analysis of
institutional social networks in which cocoa-growing households participate
The cocoa growers expressed that they
have relationships with 21 organizations, including NGOs, cooperation agencies,
government agencies, educational institutions, and unions. The following are the networks between actors
and institutions, their perception of the service they provide regarding
technical support, and finally, their perception of transparency and compliance
with plans.
Network
relationships between actors and institutions in the study area
Rural
producers not only have internal ties and engage with their peers, but they
also interact externally with governmental or private institutions. This wealth
of relationships and potential cooperation networks they might be part of
allows a collective to strengthen its social capital. For this reason, networks
are conceived as an organizational model to articulate, among other things,
innovation systems. Following Sebastián (2000):
"Cooperation
networks can be defined as associations of stakeholders aimed at achieving
jointly agreed-upon outcomes through participation and mutual collaboration...
they operate on the basis of combining efforts to achieve objectives"
(p.97).
In Figure 3,
one can observe the cooperation networks that the participating producers of
the study have built with 21 organizations. In fuchsia, one can identify the
institutions with which the cocoa actors interact, and in blue, each of these
actors. Structurally, it is found that it is a network with a low density of
8.9% and a centralization of 42%.
Regarding
interactions, the actor with the most connections towards him is Actor #3, who
claimed to have received support from 16 institutions, holding the indegree
centrality. Generally speaking, the actors have received support from at least
three institutions.
However, in
terms of outdegree centrality - based on the number of actors who expressed
having received support from this institution - ASPROBELEN, the association of
which the cocoa producers are part, achieved it. In this order, the most
prestigious institutions were successively ACT, SINCHI, CORDESPA, and WWF
(Figure 3):
Figure 3. Network of relationships between
actors and institutions in the study area.
Source: own elaboration
Institutional
network among actors and institutions in the study area - technical assistance
Technical
assistance has been a crucial factor in the technification of the Colombian
countryside, aiming to improve competitiveness and enhance the quality of life
for agricultural peasants (Maza-Avila et al., 2019). In this context, the cocoa
producers of ASPROABELEN collaborate with regional institutions, seeking
precisely the exchange of technical knowledge and technologies to bolster the
development of their production system.
Figure 4 displays the institutional network in
which the study participants are involved and their rating regarding technical
assistance service. Actors are identified in pink boxes, while institutions are
presented in gray boxes. Green links between an actor and an institution
indicate the rating the former gave to the latter concerning the technical
assistance service provided by the institution: red for poor, gray for average,
and green for good service.
ASPROABELEN,
besides being the institution interacting with the largest number of actors, is
also the highest-rated by the vast majority of its linking nodes. However, some
institutions, like ACT and the Mayor's Office, received mixed reviews, ranging
from average to poor. Similarly, some actors find no value in any institutions,
such as actor #22, who rated the technical assistance service from all the
institutions he worked with as abysmal.
Considering
that some of the institutions were only recognized by one actor and this actor
either rated them very highly or very poorly—like AGROSAVIA, PENIS, GIZ,
UNIAMAZONIA, MADR, T.O, among others who only interact with one actor—it wasn't
possible to weigh or generalize these results.
The institutional Network in which the
cocoa farmers and institutions participate can be classified as an innovation
network, following Callón (2001), as a techno-economic network. One of their
objectives is facilitating technology, knowledge, and market aspects.
The findings
identified in the Network presented in Figure 5 coincide with how the projects
benefiting the members of ASPROABELEN are executed. Within the agreements made
within the project, it is usually agreed that the organization is in charge of
technical assistance, and the institutions implementing the project work in
conjunction with the association and develop the other activities inherent to
the project. This also indicates the associates' significant level of trust in
their organization.
Law 607 of
August 2, 2000, defines direct rural technical assistance as: "a public
service of obligatory character and subsidized in relation to small and medium
rural producers, the provision of which will be the responsibility of the
municipalities in coordination with the departments and national entities"
(p.1). According to Huertas (2002), technical assistance aims to guide farmers
in incorporating various techniques into their crops to improve production and
productivity.
However, the
municipal administrations, and in this order, the UMATAS, due to their low
administrative, operational, and financial capacity, fail to comply with this
task (Lugo, 2008) fully. This explains why the service provided by the Municipality
of Belén has been rated by the participating producers in the study as poor,
and the State increasingly shifts this responsibility to rural organizations,
which, through projects, obtain this service.
Lizcano
(2013) states that transparency is a basic pillar in contemporary society; in
turn, it is an objective in the development of each citizen; if a high level of
transparency is achieved in the institutions, a better political, social, and
economic fabric is achieved in their relationships.
Source: own elaboration
In
Figure 5, one can observe the level of transparency and access to information
that, in the actors' view, characterizes the institutions with which they
interact – institutions in green and red and actors in blue. The shapes
indicate how open the institution is regarding transparency and providing
access to its information. Organizations represented by circles are those that
the actors believe are very secretive in providing access to the information
they hold: ACAMAFRUT, MADR, SINCHI, PENIS, and FEDECACAO. Conversely, the
institution perceived as the most open in sharing information about its
projects was CORDESPA – represented by a triangle. The rest were given an
average rating – depicted in squares.
Furthermore,
concerning their presence in the area, it was found that institutions like
USAID, MADR, FEDECACAO, PENIS, and ACAMFRUT – shown in red – are the ones least
present in the region. The actors believe they execute projects, not processes.
Trust
in institutional cooperation networks is mostly mediated by the open access
granted by participating organizations to the actors they engage with regarding
the details of the projects they undertake. Similarly, the level of
transparency they maintain, both in terms of technical and organizational
information and financial details for said purpose. In the case study
discussed, the vast majority are transparent, with moderate access to
information.
The
variety of organizations with which cocoa producers interact is high. However,
trust levels are mostly average, as is their perception regarding transparency
in terms of information. Notably, CORDESPA stands out due to its high rating
for transparency and access to information; it is a private corporation that
has worked in this area for 13 years.
4.
Thus, 21 actors belonging to a formal
organization, in this case, ASOPROABELEN, are associated with 22 institutions
thanks to cocoa cultivation. The greatest technical trust is placed in their
organization, which they also rated with a medium level in terms of access to
information, transparency in project management, and a strong presence in the
area. Additionally, the highest score in terms of trust and transparency is
given to another local organization that has been in the territory for over 10
years.
Now, if social capital, following Putnam
(1995), is based on the inherent attributes of social organization, including
norms, mutual trust, and networks, which facilitate coordination, cooperation,
and reciprocity of communities, and if this capital, in his opinion, resides
especially in groups as an aggregation of individual contributions, it is clear
that while some organizations present in the area have managed to maintain
these attributes with farmers, others have not.
Esparcia et al. (2016) suggest that social
capital consists of three elements: structure (interactions, relationships,
networks); content (mutual trust, solidarity, reciprocity, values); and the
subject (Esparcia et al., 2016; following Portes, 1998). These authors take
into account the specifics in defining subjects as social class (Bourdieu),
social structure (Coleman), or collective (Putnam), meaning institutions,
associations, or organizations.
Thus, social capital can be understood
through different dimensions: the social dimension refers to the individual or
collective position on the social scale; the spatial dimension involves
individuals and collectives with their abilities and social positions; and the
temporal or dynamic dimension implies changes in that social position and
therefore in the stock of social capital of individuals, groups, or territories
(Esparcia et al., 2016).
In this way, each dimension of social
capital, defined based on the type of relationship, corresponds to a type of
capital. Bonding social capital is based on relationships between individuals
with common characteristics or belonging to the same group while bridging and
linking social capital correspond to relationships between individuals with
different characteristics external to the community (Lozares et al., 2011,
cited in Esparcia et al., 2016).
Cocoa actors precisely exhibited a
bridging social capital characterized by horizontal ties, which, although weak
with most organizations due to their limited presence in the territory,
facilitate mediation and external alliances that allow the group to access new
benefits, enhancing information exchange. However, following Ayavari-Nina
(2017), one cannot guarantee a large stock of such social capital since there
is a clear collaboration network, trust could be more evident, and effective
norms for accessing information and transparency are needed in most cases.
Following Zambrano et al. (2012), some
evidence of social capital includes collective members experiencing a better
quality of life, which involves empowerment and active participation in
decision-making. Ultimately, social capital consists of inherent assets
emerging from social relationships and participations and their correlations,
and these characteristics have yet to be significantly generated by institutional
relationships in the cocoa actors studied.
Most organizations with which the
participating cocoa farmers associate have been present in the territory for
short-term projects or programs, allowing specific actions but not linked to a
general support process.
There is a significant difference in how
actors relate to local and private institutions versus governmental
institutions, both national and local. The trust, credibility, and perception
of transparency were always lower in the latter.
Farmers believe in local
institutionalism; therefore, the best-rated institutions were those with which
they felt identified, supported, and clear in their actions, coupled with the
trust from their long history in the territory.
The relationships established by cocoa
farmers with institutions breathe life into an institutional network in which
they participate as individual actors; relationships that, although weak,
short-lived, poorly planned in the territory, with weak communication channels,
and sometimes with overlapping functions, have yielded gains in terms of social
capital, allowing them to access benefits for the improvement of their crops
and living conditions.
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[1] Ingeniera Agroecologa, Magister en
Estudios Regionales en Medio Ambiente y Desarrollo; Doctora en Antropología.
Docente e Investigadora Asociada de la Facultad de Ingeniería de la Universidad
de la Amazonia. Em@il: ve.sanchez@udla.edu.co
[2]Administrador de
Empresas, Especialista en Pedagogía y Magister en Ciencias de la Educación;
Docente e Investigador Asociado de la Escuela de Ciencias Administrativas de la
Corporación Unificada Nacional de Educación Superior – CUN, regional Caquetá.
Em@il: carlos_gomezca@cun.edu.co.
[3] Ingeniero
Agroforestal, Magister en Sistemas Sostenibles de la Producción. Em@il: r.alape@udla.edu.co.